MiFID II: Regulatory, Risk and Compliance course materials with comprehensive and exclusive coverage on MiFID II. 

Designed as an extended intermediate to advanced level programme which will provide delegates with comprehensive training in the latest MiFID II regulatory, risk, compliance and implementation issues. Materials provide invaluable guidance through the latest MiFID II operational framework in detail, and are provided with a critical and explanatory review of the latest draft Level 2 texts published by the European Securities and Markets Authority (ESMA). The materials also provide extensive guidance on the new MiFID II provisions affecting over-the-counter (OTC) and commodity derivatives, algorithmic trading, dark trades and dark pools. Includes contribution material from Sopra Steria who outline their new digital regulatory market data processing platform that they are building for the FCA. The MiFIR Reporting Workshop materials cover areas relating to FCA and market participant data feeds, MiFID II transaction reporting validation and storage, validation times, distribution sequence, the external interface specification, message types, testing, beta-testing phase, and the reporting warehouse facility. 

Comprehensive MiFID II coverage materials include:

• MiFID II Training Manual.

• MiFID II Definitions.

• MiFID II Materials.

• Sessions 1-4 PowerPoint Presentations.

• Workshops 5-8 PowerPoint Presentations.

• BT Smartnumbers MiFID II and Communications Recordings PowerPoint Presentation.

• Sopra Steria The FCA’s Regulatory Market Data Processing Platform PowerPoint Presentation.